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Advisor at SUPREME ALLIANCE LLC
CHARLOTTE, NC | Georgetown, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUPREME ALLIANCE LLC | Independent wealth | Mar 9, 2017 | n/a | yes | Georgetown, TX|CHARLOTTE, NC|CHARLOTTE, NC | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Dec 12, 2011 | Mar 6, 2017 | no | HOUSTON, TX|GEORGETOWN, TX | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 2, 1997 | Dec 12, 2011 | no | CEDAR PARK, TX|CEDAR PARK, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | SUPREME ALLIANCE LLC | Mar 6, 2017 | Mar 9, 2017 | 3 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | NEXT FINANCIAL GROUP, INC. | Dec 12, 2011 | Dec 12, 2011 | 0 | Firm change | Other |