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RIA / WealthAdvisor24 years in industry

RAUL ARGUILLA SONZA

Advisor at CABILDO CAPITAL LLC

WASHINGTON, DC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CABILDO CAPITAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: Oct 31, 2001
First registration: Sep 28, 2005
Dual registered: no
Other names: RAUL ARGUILLA SONZA|RAUL ARGUILLA SONZA|MICHAEL SONZA|RAUL ARGUILLA SONZA
IAPD individual key: 4273419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CABILDO CAPITAL LLC	State registered	Jun 8, 2018	n/a	yes	WASHINGTON, DC	Current employment
FRIEL ASSET MANAGEMENT, LLC	n/a	Jan 7, 2015	Dec 31, 2017	no	STEVENSVILLE, MD\|LINTHICUM, MD	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 3, 2013	Dec 22, 2014	no	BETHESDA, MD	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 3, 2013	Dec 22, 2014	no	Potomac, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 27, 2012	Apr 11, 2013	no	Washington, DC\|NEW YORK, NY\|TAMPA, FL\|Long Island City, NY	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 13, 2009	Jul 27, 2012	no	ARLINGTON, VA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 28, 2005	Jun 19, 2009	no	NEW YORK, NY\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRIEL ASSET MANAGEMENT, LLC	CABILDO CAPITAL LLC	Dec 31, 2017	Jun 8, 2018	159	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FRIEL ASSET MANAGEMENT, LLC	Dec 22, 2014	Jan 7, 2015	16	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 22, 2014	Apr 3, 2013	-628	Channel change	Other
CITIGROUP GLOBAL MARKETS INC.	TD AMERITRADE, INC.	Apr 11, 2013	Apr 3, 2013	-8	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	CITIGROUP GLOBAL MARKETS INC.	Jul 27, 2012	Jul 27, 2012	0	Firm change	Other
MORGAN STANLEY & CO. LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jun 19, 2009	Nov 13, 2009	147	Firm change	Other

Relationships

Registered with (7)

→ CABILDO CAPITAL LLCRegistered adviserregistration: current employment
Jun 8, 2018 to presentfactForm ADV
→ FRIEL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2015 to Dec 31, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 3, 2013 to Dec 22, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 3, 2013 to Dec 22, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 27, 2012 to Apr 11, 2013factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 13, 2009 to Jul 27, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 28, 2005 to Jun 19, 2009factForm ADV

Dated events

No dated event names this entity yet.