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Advisor at EDELMAN FINANCIAL ENGINES
ASHBURN, VA | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Oct 11, 2022 | n/a | yes | RALEIGH, NC|ASHBURN, VA | Current employment |
| WEST FINANCIAL SERVICES, INC. | Independent wealth | Oct 11, 2019 | Sep 23, 2022 | no | MCLEAN, VA | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Oct 4, 2019 | no | MCLEAN, VA|CHARLOTTE, NC|STERLING, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 19, 2017 | Jan 2, 2018 | no | CHARLOTTE, NC|STERLING, VA | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Aug 2, 2012 | Jun 13, 2017 | no | VIENNA, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Dec 7, 2009 | Jul 9, 2012 | no | CHARLOTTE, NC|PINEHURST, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEST FINANCIAL SERVICES, INC. | EDELMAN FINANCIAL ENGINES | Sep 23, 2022 | Oct 11, 2022 | 18 | Firm change | RIA to RIA |
| BB&T SECURITIES, LLC | WEST FINANCIAL SERVICES, INC. | Oct 4, 2019 | Oct 11, 2019 | 7 | Firm change | Ibd to RIA |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| USAA FINANCIAL PLANNING SERVICES | BB&T INVESTMENT SERVICES, INC. | Jun 13, 2017 | Jun 19, 2017 | 6 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | USAA FINANCIAL PLANNING SERVICES | Jul 9, 2012 | Aug 2, 2012 | 24 | Firm change | Other |