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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Gregory John Grasso

Advisor at ADVICE AND PLANNING SERVICES

Upper Saddle River, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:4a8fb107-7616-c047-d9aa-08ddc6b1676b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 13, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 18, 2003
First registration: May 13, 1994
Dual registered: yes, broker-dealer
Other names: GREG GRASSO|GREGORY JOHN GRASSO|Gregory J Grasso
IAPD individual key: 1268705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 31, 2023	n/a	yes	NEW YORK, NY\|Upper Saddle River, NJ	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Oct 12, 2018	Jul 29, 2023	no	PARAMUS, NJ\|Upper Saddle River, NJ	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	May 24, 2016	Nov 1, 2018	no	PARAMUS, NJ\|FAIRFAX, VA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 13, 1994	Apr 15, 2016	no	NEW YORK, NY\|PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	ADVICE AND PLANNING SERVICES	Jul 29, 2023	Aug 31, 2023	33	Firm change	RIA to ibd
EDELMAN FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 1, 2018	Oct 12, 2018	-20	Bulk transfer	Ibd to RIA
STRATEGIC ADVISERS LLC	EDELMAN FINANCIAL SERVICES, LLC	Apr 15, 2016	May 24, 2016	39	Firm change	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Aug 31, 2023 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Oct 12, 2018 to Jul 29, 2023factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 24, 2016 to Nov 1, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 13, 1994 to Apr 15, 2016factForm ADV

Dated events

Occurred
Jul 29, 2023
Advisor changed firm
Gregory John Grasso left Edelman Financial Engines for Advice And Planning Services (registered 2023-08-31)
Form ADVobserved 5 days ago