This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 20, 2023

First registration

Oct 31, 2023

Dual registered

yes, broker-dealer

Other names

Tommy Glyman|Thomas H Glyman|Tommy Glyman|Tommy Glyman|Tommy Glyman

IAPD individual key

7569101

• Occurred

  Jan 19, 2024
  Advisor changed firm

  Thomas Harrison Glyman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Northwestern Mutual Investment Services,Llc (registered 2024-08-20)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4a91d201-0225-6505-e028-6950436bd54f

First observed

Oct 31, 2023

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.