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Advisor at COMMONWEALTH FINANCIAL NETWORK
Brattleboro, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 17, 2018 | n/a | yes | Brattleboro, VT | Current employment |
| PATHWAY FINANCIAL ADVISORS, LLC | Independent wealth | Mar 27, 2015 | Mar 5, 2018 | no | SOUTH BURLINGTON, VT|BURLINGTON, VT|Manchester, VT|SOUTH BURLINGTON, VT | Previous registration |
| CAMINO WEALTH ADVISORS, LLC | n/a | Nov 6, 2014 | Apr 10, 2015 | no | MANCHESTER, VT | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 13, 2009 | Aug 28, 2009 | no | ROCHESTER, NY | Previous registration |
| M&T SECURITIES, INC. | n/a | Sep 10, 2008 | Dec 4, 2008 | no | ITHACA, NY|ITHACA, NY|ITHACA, NY|ITHACA, NY | Previous registration |
| SIGNATOR FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 1, 2000 | Jul 2, 2003 | no | LEOMINSTER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PATHWAY FINANCIAL ADVISORS, LLC | COMMONWEALTH FINANCIAL NETWORK | Mar 5, 2018 | Aug 17, 2018 | 165 | Firm change | Other |
| CAMINO WEALTH ADVISORS, LLC | PATHWAY FINANCIAL ADVISORS, LLC | Apr 10, 2015 | Mar 27, 2015 | -14 | Firm change | Other |
| OSAIC FA, INC. | CAMINO WEALTH ADVISORS, LLC | Aug 28, 2009 | Nov 6, 2014 | 1,896 | Firm change after gap | Other |
| M&T SECURITIES, INC. | OSAIC FA, INC. | Dec 4, 2008 | Jan 13, 2009 | 40 | Firm change | Other |
| SIGNATOR FINANCIAL SERVICES, INC. | M&T SECURITIES, INC. | Jul 2, 2003 | Sep 10, 2008 | 1,897 | Firm change after gap | Other |