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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PATHWAY FINANCIAL ADVISORS, LLC

CRD 124801

SOUTH BURLINGTON, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a303c79-ddc4-ef77-0d15-7e12a1c93eed

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Mar 9, 2012 to Jul 31, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $275Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,147
Individual clients: 53
High net worth clients: 200
Custody, client assets: $29.4M
SEC number: 801-64598
CIK: 1738828
CRD: 124801
Filings on the tape: 38
First filed: Mar 9, 2012
Latest filed: Jul 31, 2026
Organised: Limited Liability Company, VT

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT ANTHONY BEAUDIN	Certified Financial Planner\|Personal Financial Specialist	SOUTH BURLINGTON, VT \| ATLANTA, GA	22	24	n/a	no
DARREN JAMES BECK	Certified Financial Planner	SOUTH BURLINGTON, VT \| ATLANTA, GA	18	28	n/a	no
Mary Beth Brigham	Certified Financial Planner	SOUTH BURLINGTON, VT	10	19	n/a	no
JONATHAN JENNESS SMITH	Certified Financial Planner	SOUTH BURLINGTON, VT	8	21	2	no
Michael Jonathan Schell	Certified Financial Planner	SOUTH BURLINGTON, VT	4	10	2	no
Jordan Victor MacDougall	Certified Financial Planner	SOUTH BURLINGTON, VT	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEAUDIN, SCOTT, ANTHONY	MANAGER (1/2018) & CHIEF COMPLIANCE OFFICER	E	yes	05/2003	Jul 31, 2026	Jul 31, 2026
SMITH, JONATHAN, JENNESS	Member	B	no	01/2024	Jul 31, 2026	Jul 31, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCOTT BEAUDIN, CPA	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$1.6B	$1.6B	11	7	1	n/a	n/a
2024	Mar 19, 2025	$895M	$895M	11	5	1	n/a	n/a
2023	Mar 22, 2024	$783M	$783M	11	5	1	n/a	n/a
2022	Mar 29, 2023	$656M	$656M	13	6	1	n/a	n/a
2021	Mar 19, 2022	$767M	$767M	13	7	1	n/a	n/a
2020	Mar 23, 2021	$683M	$683M	12	8	1	n/a	n/a
2019	Feb 17, 2020	$626M	$626M	11	7	1	n/a	n/a
2018	Mar 25, 2019	$523M	$523M	9	5	1	n/a	n/a
2017	Mar 26, 2018	$535M	$535M	9	7	1	n/a	n/a
2016	Mar 29, 2017	$372M	$372M	9	6	n/a	n/a	n/a
2015	Mar 22, 2016	$274M	$261M	6	6	n/a	n/a	n/a
2014	Mar 25, 2015	$262M	$262M	6	4	n/a	n/a	n/a
2013	Mar 13, 2014	$210M	$210M	5	4	n/a	n/a	n/a
2012	Mar 22, 2013	$165M	$165M	4	3	n/a	n/a	n/a
2011	Mar 9, 2012	$136M	$136M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$895M	84.3%	$656M	35.9%	11	11	1	1

Relationships

Registered with (10)

← Jordan Victor MacDougallAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← Michael Jonathan SchellAdvisorregistration: current employment
Feb 18, 2022 to presentfactForm ADV
← JONATHAN JENNESS SMITHAdvisorregistration: current employment
Feb 20, 2018 to presentfactForm ADV
← Mary Beth BrighamAdvisorregistration: current employment
Dec 4, 2015 to presentfactForm ADV
← DARREN JAMES BECKAdvisorregistration: current employment
May 1, 2008 to presentfactForm ADV
← SCOTT ANTHONY BEAUDINAdvisorregistration: current employment
Sep 26, 2003 to presentfactForm ADV
← LORI BETH LUSTBERGAdvisorregistration: previous registration
Mar 1, 2019 to Apr 3, 2023factForm ADV
← REBECCA K WALSHAdvisorregistration: previous registration
Sep 2, 2009 to Oct 31, 2022factForm ADV
← ANTHONY BENTON HEMMELGARNAdvisorregistration: previous registration
Mar 27, 2015 to Mar 5, 2018factForm ADV
← TIMOTHY WINFIELD HARVEYAdvisorregistration: previous registration
Jul 9, 2013 to Aug 8, 2016factForm ADV

Owns (1)

← SMITH, JONATHAN, JENNESSOwnerMEMBER, ownership code B, individual
Mar 22, 2024 to Mar 23, 2024factForm ADV

Controls (1)

← BEAUDIN, SCOTT, ANTHONYOwnerMANAGER (1/2018) & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 9, 2012 to Mar 23, 2024factForm ADV

Dated events

Occurred
Mar 13, 2026
Regulatory AUM changed
Pathway Financial Advisors, Llc reported RAUM $1.6B, up 84% from $894.8M (2025-10-06 to 2026-03-13)
Form ADVobserved 5 days ago
$754M
Occurred
Apr 3, 2023
Advisor changed firm
Lori Beth Lustberg left Pathway Financial Advisors, Llc for Third Eye Associates, Ltd (registered 2023-04-28)
Form ADVobserved 5 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Rebecca K Walsh left Pathway Financial Advisors, Llc for Oak Maple Finance, Llc (registered 2022-09-27)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2018
Regulatory AUM changed
Pathway Financial Advisors, Llc reported RAUM $534.6M, up 44% from $371.7M (2017-12-01 to 2018-03-26)
Form ADVobserved 5 days ago
$163M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a303c79-ddc4-ef77-0d15-7e12a1c93eed
First observed: Mar 9, 2012
Last observed: Jul 31, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATHWAY FINANCIAL ADVISORS, LLC

CRD 124801

SOUTH BURLINGTON, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a303c79-ddc4-ef77-0d15-7e12a1c93eed

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT ANTHONY BEAUDIN

Certified Financial Planner|Personal Financial Specialist

SOUTH BURLINGTON, VT | ATLANTA, GA

n/a

DARREN JAMES BECK

Certified Financial Planner

SOUTH BURLINGTON, VT | ATLANTA, GA

n/a

Mary Beth Brigham

Certified Financial Planner

SOUTH BURLINGTON, VT

n/a

JONATHAN JENNESS SMITH

Certified Financial Planner

SOUTH BURLINGTON, VT

Michael Jonathan Schell

Certified Financial Planner

SOUTH BURLINGTON, VT

Jordan Victor MacDougall

Certified Financial Planner

SOUTH BURLINGTON, VT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEAUDIN, SCOTT, ANTHONY

MANAGER (1/2018) & CHIEF COMPLIANCE OFFICER

yes

05/2003

Jul 31, 2026

SMITH, JONATHAN, JENNESS

Member

01/2024

Jul 31, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCOTT BEAUDIN, CPA

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$1.6B

n/a

2024

Mar 19, 2025

$895M

n/a

2023

Mar 22, 2024

$783M

n/a

2022

Mar 29, 2023

$656M

n/a

2021

Mar 19, 2022

$767M

n/a

2020

Mar 23, 2021

$683M

n/a

2019

Feb 17, 2020

$626M

n/a

2018

Mar 25, 2019

$523M

n/a

2017

Mar 26, 2018

$535M

n/a

2016

Mar 29, 2017

$372M

n/a

2015

Mar 22, 2016

$274M

$261M

n/a

2014

Mar 25, 2015

$262M

n/a

2013

Mar 13, 2014

$210M

n/a

2012

Mar 22, 2013

$165M

n/a

2011

Mar 9, 2012

$136M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$895M

84.3%

$656M

35.9%