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Advisor at ESSEX FINANCIAL SERVICES, INC.
ESSEX, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESSEX FINANCIAL SERVICES, INC. | Independent wealth | Aug 23, 2024 | n/a | yes | ESSEX, CT | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 23, 2022 | Aug 19, 2024 | no | GLASTONBURY, CT|Ellington, CT | Previous registration |
| ESSEX FINANCIAL SERVICES, INC. | Independent wealth | Aug 2, 2021 | Jun 6, 2022 | no | Farmington, CT|ESSEX, CT | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 8, 2015 | Jul 20, 2021 | no | West Hartford, CT | Previous registration |
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Apr 19, 2012 | Aug 6, 2013 | no | DES MOINES, IA|WINDSOR, CT | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Apr 17, 2012 | Aug 6, 2013 | no | DES MOINES, IA|WINDSOR, CT | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 14, 2011 | Jan 12, 2015 | no | WINDSOR, CT|Windsor, CT | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 21, 2002 | Mar 18, 2011 | no | WINDSOR, CT|HARTFORD, CT|WINDSOR, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | ESSEX FINANCIAL SERVICES, INC. | Aug 19, 2024 | Aug 23, 2024 | 4 | Firm change | Ibd to RIA |
| ESSEX FINANCIAL SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | Jun 6, 2022 | Jun 23, 2022 | 17 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | ESSEX FINANCIAL SERVICES, INC. | Jul 20, 2021 | Aug 2, 2021 | 13 | Firm change | Ibd to RIA |
| VOYA FINANCIAL ADVISORS, INC. | VOYA FINANCIAL PARTNERS, LLC | Jan 12, 2015 | Apr 17, 2012 | -1,000 | Firm change after gap | Other |
| VOYA RETIREMENT ADVISORS, LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 6, 2013 | Jul 8, 2015 | 701 | Firm change after gap | Other |
| VOYA FINANCIAL PARTNERS, LLC | VOYA RETIREMENT ADVISORS, LLC | Aug 6, 2013 | Apr 19, 2012 | -474 | Channel change | Other |
| VOYA FINANCIAL PARTNERS, LLC | VOYA FINANCIAL ADVISORS, INC. | Mar 18, 2011 | Mar 14, 2011 | -4 | Firm change | Other |