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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

MARIANO FARID LLOSA

Advisor at OCTAVIA WEALTH ADVISORS LLC

MIAMI, FL | CINCINNATI, OH

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Search this name across graphsid dfx:ria:4aa275e2-bbc9-62f0-8b09-82236b782747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCTAVIA WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 6, 2013
First registration: Sep 23, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6244016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCTAVIA WEALTH ADVISORS LLC	Independent wealth	Jan 10, 2024	n/a	yes	MIAMI, FL\|CINCINNATI, OH	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 1, 2016	Jul 6, 2020	no	MIAMI, FL	Previous registration
AMERIWEALTH ADVISORS CORP.	n/a	Sep 15, 2015	Feb 22, 2016	no	MIAMI, FL	Previous registration
SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.	n/a	Sep 23, 2013	Dec 10, 2013	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	OCTAVIA WEALTH ADVISORS LLC	Jul 6, 2020	Jan 10, 2024	1,283	Firm change after gap	Ibd to RIA
AMERIWEALTH ADVISORS CORP.	EQUITABLE ADVISORS, LLC	Feb 22, 2016	Apr 1, 2016	39	Firm change	Other
SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.	AMERIWEALTH ADVISORS CORP.	Dec 10, 2013	Sep 15, 2015	644	Firm change after gap	Other

Relationships

Registered with (4)

→ OCTAVIA WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2016 to Jul 6, 2020factForm ADV
→ AMERIWEALTH ADVISORS CORP.Registered adviserregistration: previous registration
Sep 15, 2015 to Feb 22, 2016factForm ADV
→ SOUTHERN TRUST SECURITES ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 23, 2013 to Dec 10, 2013factForm ADV

Dated events

No dated event names this entity yet.