DFX Intelligence

R••• J•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

R••• J•••• C•••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA

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Search this name across graphsid dfx:ria:4ab9c156-500b-0641-8209-17f5e79d902d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jun 4, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••• J•••• C•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	May 5, 2025	n/a	yes	LA JOLLA, CA	Current employment
C••••• C••••••• L••	Former SEC adviser	Jan 12, 2007	May 15, 2025	no	LA JOLLA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	A•••••••• C•••••• L••	May 15, 2025	May 5, 2025	-10	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• C••••••• L••	Jan 17, 2007	Jan 12, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
142527:174346:CA:2025-05-15	May 15, 2025	May 5, 2025	LA JOLLA, CA	Firm change

Relationships

Registered with (3)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Jan 12, 2007 to May 15, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 4, 2002 to Jan 17, 2007factForm ADV

Dated events

Occurred
May 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ab9c156-500b-0641-8209-17f5e79d902d
First observed: Jun 4, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.