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L•••••• T••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

L•••••• T••••••• T••••••

Advisor at M••• C••••••

ANNAPOLIS, MD | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:4aba20dc-f3dc-08c5-ba0d-37ec82f649a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C••••••	Independent wealth	May 27, 2026	n/a	yes	SCOTTSDALE, AZ\|ANNAPOLIS, MD	Current employment
M••••• L••	Independent wealth	Apr 11, 2025	Jun 22, 2026	no	Scottsdale, AZ\|RADNOR, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• L••	M••• C••••••	Jun 22, 2026	May 27, 2026	-26	Firm change	RIA to RIA
L•• F•••••••• L••	M••••• L••	Apr 17, 2025	Apr 11, 2025

Relationships

Registered with (4)

→ M••• C••••••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ M••••• L••Registered adviserregistration: previous registration
Apr 11, 2025 to Jun 22, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2023 to Apr 17, 2025factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
L•••••• T••••••• T•••••• left M••••• L•• for M••• C•••••• (registered 2026-05-27)
Form ADVobserved 7 days ago
Occurred
Apr 17, 2025
Advisor changed firm
L•••••• T••••••• T•••••• left L•• F•••••••• L•• for M••••• L•• (registered 2025-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aba20dc-f3dc-08c5-ba0d-37ec82f649a8
First observed: Aug 16, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.