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D••••• L••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D••••• L••••• M•••••

Advisor at E••••• J••••

Fenton, MO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:4ac0dde0-8aa4-e43c-d2c1-acbe9e2d01d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 28, 2021	n/a	yes	Fenton, MO\|ST. LOUIS, MO	Current employment
T• A••••••••• I•••	Former SEC adviser	Jan 17, 2018	Jan 6, 2021	no	OMAHA, NE\|St Louis, MO\|OMAHA, NE\|St Louis, MO\|St Louis, MO\|OMAHA, NE\|St Louis, MO\|St. Louis, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	E••••• J••••	Jan 6, 2021	Jan 28, 2021	22	Firm change	Other
S•••••••• I••••••••• M•••••••••	T• A••••••••• I•••	Apr 7, 2018

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Jan 28, 2021 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2018 to Jan 6, 2021factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 3, 2017 to Apr 7, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ac0dde0-8aa4-e43c-d2c1-acbe9e2d01d0
First observed: Apr 3, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.