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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

SARAH ANN FULLERTON

Advisor at WORLD INVESTMENT ADVISORS, LLC

Denver, CO

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Search this name across graphsid dfx:ria:4ac41d0c-939c-b2d9-f3ba-c51d18ddb5e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORLD INVESTMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S63|S66
First exam: Apr 6, 2015
First registration: Aug 13, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6452906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSUREDPARTNERS INVESTMENT ADVISORS	Mixed wealth	Nov 1, 2024	n/a	yes	Denver, CO	Current employment
WORLD INVESTMENT ADVISORS, LLC	Other adviser	Jan 12, 2022	n/a	yes	Denver, CO\|Denver, CO	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 12, 2018	Jan 14, 2022	no	DENVER, CO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Dec 7, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 13, 2015	Jul 13, 2018	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	WORLD INVESTMENT ADVISORS, LLC	Jan 14, 2022	Jan 12, 2022	-2	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	PRINCIPAL SECURITIES, INC.	Dec 7, 2018	Dec 12, 2018	5	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (5)

→ ASSUREDPARTNERS INVESTMENT ADVISORSRegistered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 12, 2022 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 12, 2018 to Jan 14, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Dec 7, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 13, 2015 to Jul 13, 2018factForm ADV

Dated events

Occurred
Jan 14, 2022
Advisor changed firm
Sarah Ann Fullerton left Principal Securities, Inc. for World Investment Advisors, Llc (registered 2022-01-12)
Form ADVobserved 6 days ago