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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

DAVID HUNTER MARSHALL

Advisor at FIFTH THIRD SECURITIES, INC.

CHAPEL HILL, NC | Chapel Hill, NC | RALEIGH, NC | WAKE FOREST, NC | DURHAM, NC

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Search this name across graphsid dfx:ria:4acb3bab-bcab-788a-cbd3-aff3e08165d7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 8, 2004
First registration: Oct 21, 2004
Dual registered: yes, broker-dealer
Other names: DAVID HUNTER MARSHALL|HUNTER MARSHALL|DAVID H MARSHALL
IAPD individual key: 4844368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 23, 2020	n/a	yes	RALEIGH, NC\|WAKE FOREST, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|Chapel Hill, NC\|DURHAM, NC\|DURHAM, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 17, 2013	Jan 5, 2021	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|CARRBORO, NC\|CHAPEL HILL, NC\|CHAPEL HILL, NC\|CARY, NC\|DURHAM, NC\|RALEIGH, NC\|DURHAM, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 16, 2011	Apr 3, 2013	no	RALEIGH, NC	Previous registration
MORGAN STANLEY	Wirehouse	Apr 26, 2010	Sep 2, 2011	no	RALEIGH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2007	Oct 5, 2009	no	RALEIGH, NC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 5, 2006	Nov 7, 2007	no	CHARLOTTE, NC\|CARY, NC\|CHARLOTTE, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 21, 2004	Dec 12, 2005	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	FIFTH THIRD SECURITIES, INC.	Jan 5, 2021	Dec 23, 2020	-13	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Apr 3, 2013	Apr 17, 2013	14	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 2, 2011	Nov 16, 2011	75	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	MORGAN STANLEY	Oct 5, 2009	Apr 26, 2010	203	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Nov 7, 2007	Nov 29, 2007	22	Firm change	Other
EQUITABLE ADVISORS, LLC	BB&T INVESTMENT SERVICES, INC.	Dec 12, 2005	Apr 5, 2006	114	Firm change	Ibd to new firm

Relationships

Registered with (7)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Dec 23, 2020 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 17, 2013 to Jan 5, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 16, 2011 to Apr 3, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 26, 2010 to Sep 2, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2007 to Oct 5, 2009factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 5, 2006 to Nov 7, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2004 to Dec 12, 2005factForm ADV

Dated events

No dated event names this entity yet.