DFX Intelligence

F•••••••• B••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

F•••••••• B••• S••••

Advisor at U••••• A•••••• G••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:4acc69fb-1f35-0d58-19e5-676cf9451823

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	I•••••••••_WEALTH	Feb 19, 2026	n/a	yes	CINCINNATI, OH	Current employment
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Sep 20, 2022	Apr 17, 2023	no	Barrigada	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	U••••• A•••••• G••••	Apr 17, 2023	Feb 19, 2026	1,039	Firm change after gap	RIA to RIA
G••••• S•••• E••••• A•••••••• L••	A••••••• I••••••••• A•••••••• L••	Sep 21, 2022	Sep 20, 2022

Relationships

Registered with (5)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2022 to Apr 17, 2023factForm ADV
→ G••••• S•••• E••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2022 to Sep 21, 2022factForm ADV
→ A•• W••••• M••••••••• L••

Dated events

Occurred
Apr 17, 2023
A•••••• firm change
F•••••••• B••• S•••• left A••••••• I••••••••• A•••••••• L•• for U••••• A•••••• G•••• (registered 2026-02-19)
Form ADVobserved 7 days ago
Occurred
Sep 21, 2022
A•••••• firm change
F•••••••• B••• S•••• left G••••• S•••• E••••• A•••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2022-09-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4acc69fb-1f35-0d58-19e5-676cf9451823
First observed: Jun 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.