DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SCHRODER WEALTH MANAGEMENT (US) LIMITED
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCHRODER WEALTH MANAGEMENT (US) LIMITED | Independent wealth | Oct 13, 2025 | n/a | yes | London | Current employment |
| ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED | Former SEC adviser | Jul 15, 2009 | Jul 13, 2017 | no | London | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED | SCHRODER WEALTH MANAGEMENT (US) LIMITED | Jul 13, 2017 | Oct 13, 2025 | 3,014 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112284:289151:--:2017-07-13 | Jul 13, 2017 | Oct 13, 2025 | London | Firm change after gap |