DFX Intelligence

R••••• D••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R••••• D••••• M•••••

Advisor at G•••••••• W••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:4ad509d9-3f1d-3273-7c7f-cbe86d2625e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Dec 7, 2015	n/a	yes	ERIE, PA\|Warren, PA\|PALM BEACH GARDENS, FL	Current employment
G••• L••• A•••••••• L••	Independent wealth	Jan 12, 2015	Dec 23, 2015	no	WARREN, PA\|CELEBRATION, FL\|ERIE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• L••• A•••••••• L••	G•••••••• W••••• P•••••••	Dec 23, 2015	Dec 7, 2015	-16	Firm change	Other
P•• W••••• M•••••••••	G••• L••• A•••••••• L••	Jan 5, 2015	Jan 12, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
171898:250787:PA:2015-12-23	Dec 23, 2015	Dec 7, 2015	ERIE, PA	Firm change

Relationships

Registered with (4)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Dec 7, 2015 to presentfactForm ADV
→ G••• L••• A•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2015 to Dec 23, 2015factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 1, 2004 to Jan 5, 2015factForm ADV
→ J••••• H•••••••• W••• L••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ad509d9-3f1d-3273-7c7f-cbe86d2625e6
First observed: Jun 9, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.