RIA Intelligence

• Gladstone Wealth Partners BD affiliated current
  since Dec 7, 2015 · Erie, Pa
• Good Life Advisors, LLC independent RIA
  Jan 12, 2015 to Dec 23, 2015 · Warren, Pa
• Pnc Wealth Management BD affiliated
  Jan 1, 2004 to Jan 5, 2015 · Erie, Pa
• J.J.B. Hilliard, W.L. Lyons, LLC former
  Jun 9, 2003 to Jan 1, 2004 · Waterford, Pa

• Good Life Advisors, LLC to Gladstone Wealth Partners
  left Dec 23, 2015, registered Dec 7, 2015 (-16 days) · Other · moved with a team
• Pnc Wealth Management to Good Life Advisors, LLC
  left Jan 5, 2015, registered Jan 12, 2015 (7 days) · Other
• J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Management
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address