DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
CREVE COEUR, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2004 | n/a | yes | CREVE COEUR, MO | Current employment |
| WS GRIFFITH SECURITIES, INC. | n/a | Oct 14, 2003 | May 28, 2004 | no | ST. LOUIS, MO | Previous registration |
| U.S. BANCORP ASSET MANAGEMENT, INC. | Asset manager | Jan 1, 2002 | Jan 9, 2003 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WS GRIFFITH SECURITIES, INC. | LPL FINANCIAL LLC | May 28, 2004 | May 19, 2004 | -9 | Firm change | Other |
| U.S. BANCORP ASSET MANAGEMENT, INC. | WS GRIFFITH SECURITIES, INC. | Jan 9, 2003 | Oct 14, 2003 | 278 | Firm change | Other |