DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Charles Merzian
Feed of 09/14/2026
At current firm
22 y
since May 19, 2004
In the industry
32 y
since Dec 27, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 19, 2004 · Creve Coeur, Mo
- Ws Griffith Securities, Inc. unclassifiedOct 14, 2003 to May 28, 2004 · St. Louis, Mo
- U.S. Bancorp Asset Management, Inc. asset managerJan 1, 2002 to Jan 9, 2003 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Ws Griffith Securities, Inc. to LPL Financial LLCleft May 28, 2004, registered May 19, 2004 (-9 days) · Other
- U.S. Bancorp Asset Management, Inc. to Ws Griffith Securities, Inc.left Jan 9, 2003, registered Oct 14, 2003 (278 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address