This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KOVACK ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 17, 2002earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Dec 17, 2002

First registration

Jan 21, 2015

Dual registered

yes, broker-dealer

Other names

PAK TUNG LE|PAK LE|PAKTUNG LE

IAPD individual key

3064088

• Occurred

  Dec 16, 2024
  Advisor changed firm

  Pak-Tung Le left Ic Advisory Services, Inc. for Kovack Advisors, Inc. (registered 2024-12-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4afd3785-df63-0ff7-8b20-fe2f1a6ef0ff

First observed

Jan 21, 2015

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.