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Advisor at LEGACY CAPITAL WEALTH PARTNERS, LLC
LITTLE ROCK, AR | Palatine, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY CAPITAL WEALTH PARTNERS, LLC | Independent wealth | Aug 7, 2023 | n/a | yes | Palatine, IL|LITTLE ROCK, AR | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 6, 2020 | Jun 22, 2022 | no | FORT MILL, SC|PALATINE, IL | Previous registration |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Sep 30, 2013 | Sep 18, 2018 | no | PALATINE, IL|PALATINE, IL|DALLAS, TX|CHICAGO, IL|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | LEGACY CAPITAL WEALTH PARTNERS, LLC | Jun 22, 2022 | Aug 7, 2023 | 411 | Firm change after gap | RIA to RIA |
| NEUBERGER BERMAN BD LLC | LPL FINANCIAL LLC | Sep 18, 2018 | Jun 6, 2020 | 627 | Firm change after gap | Other |