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B••• W•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

B••• W•••••• B•••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA | West Des Moines, IA

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Search this name across graphsid dfx:ria:4b12b4ee-56fe-7031-8356-71bc5b9ee481

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Oct 15, 2018	n/a	yes	West Des Moines, IA\|URBANDALE, IA	Current employment
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Nov 15, 2011	Oct 15, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• B•••••••• S•••••••• I•••	I•••••••• A•••••••• L••	Oct 15, 2018	Oct 15, 2018	0	Firm change	RIA to RIA
V••• F•••••••• A•••••••• I•••	P••••••••• B•••••••• S•••••••• I•••	Nov 14, 2011

Relationships

Registered with (3)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 15, 2018 to presentfactForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2011 to Oct 15, 2018factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2007 to Nov 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b12b4ee-56fe-7031-8356-71bc5b9ee481
First observed: Jan 10, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.