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RIA / WealthAdvisor14 years in industry

JOHN DAVID MILLER

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PHOENIX, AZ | INDIAN SHORES , FL | LARGO, FL

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Search this name across graphsid dfx:ria:4b136b75-3508-a14e-ec5f-a09cb770e3fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 5, 2011
First registration: Jan 29, 2013
Dual registered: no
IAPD individual key: 5782052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Apr 10, 2024	n/a	yes	INDIAN SHORES , FL\|LARGO, FL\|PHOENIX, AZ	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Aug 16, 2017	Mar 29, 2024	no	Largo, FL\|St. Petersburg, FL	Previous registration
HFG ADVISORS	Former SEC adviser	May 6, 2016	Mar 27, 2018	no	Clearwater, FL\|Clearwater, FL\|GREENWOOD VILLAGE, CO	Previous registration
INNOVATION PARTNERS LLC	Independent wealth	Jan 29, 2013	Dec 24, 2014	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CLEARWATER, FL\|Largo, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Mar 29, 2024	Apr 10, 2024	12	Firm change	RIA to RIA
HFG ADVISORS	AE WEALTH MANAGEMENT, LLC	Mar 27, 2018	Aug 16, 2017	-223	Firm change after gap	Other
INNOVATION PARTNERS LLC	HFG ADVISORS	Dec 24, 2014	May 6, 2016	499	Firm change after gap	Other

Relationships

Registered with (4)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 16, 2017 to Mar 29, 2024factForm ADV
→ HFG ADVISORSRegistered adviserregistration: previous registration
May 6, 2016 to Mar 27, 2018factForm ADV
→ INNOVATION PARTNERS LLCRegistered adviserregistration: previous registration
Jan 29, 2013 to Dec 24, 2014factForm ADV

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
John David Miller left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-04-10)
Form ADVobserved 4 days ago