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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

DANIEL PATRICK BROWN

Advisor at RICHARDSON CAPITAL MANAGEMENT, LLC

MENOMONEE FALLS, WI

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Search this name across graphsid dfx:ria:4b161146-4159-0e99-ac75-87a5bbf1c10f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RICHARDSON CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Feb 1, 1999
Dual registered: no
IAPD individual key: 2089350

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RICHARDSON CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 21, 2025	n/a	yes	MENOMONEE FALLS, WI	Current employment
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	Feb 11, 2014	May 12, 2017	no	BROOKFIELD, WI	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	Jun 8, 2012	May 13, 2013	no	CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Feb 1, 1999	Jun 8, 2012	no	MILWAUKEE, WI\|MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANNEX WEALTH MANAGEMENT, LLC	RICHARDSON CAPITAL MANAGEMENT, LLC	May 12, 2017	Jan 21, 2025	2,811	Firm change after gap	Other
BMO ASSET MANAGEMENT CORP.	ANNEX WEALTH MANAGEMENT, LLC	May 13, 2013	Feb 11, 2014	274	Firm change	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO ASSET MANAGEMENT CORP.	Jun 8, 2012	Jun 8, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RICHARDSON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 11, 2014 to May 12, 2017factForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Jun 8, 2012 to May 13, 2013factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Feb 1, 1999 to Jun 8, 2012factForm ADV

Dated events

No dated event names this entity yet.