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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD 130985

MENOMONEE FALLS, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f235a7e-c555-7457-c25c-c2fc083fdd63

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Aug 17, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Richardson Capital Management, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $582MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $447M
Private client RAUM: $582MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $83.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 261
Individual clients: 108
High net worth clients: 153
Custody, client assets: $138M
SEC number: 801-63149
CIK: 1621646
CRD: 130985
Filings on the tape: 37
First filed: Mar 30, 2012
Latest filed: Aug 17, 2026
Organised: Limited Liability Company, WI
Website: richardson-financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Scott P Richardson	Chartered Financial Consultant	NAPLES, FL \| MENOMONEE FALLS, WI	22	28	1	no
MICHAEL RICHARDSON	n/a	MENOMONEE FALLS, WI	18	44	n/a	no
Nathan Daniel Corroy	Certified Financial Planner	MENOMONEE FALLS, WI	11	12	n/a	no
Mark D Steele	n/a	MENOMONEE FALLS, WI	6	33	n/a	no
Jennifer L Kohls	n/a	MENOMONEE FALLS, WI	2	14	n/a	no
BRYAN RICHARD BECKER	n/a	MENOMONEE FALLS, WI	1	12	n/a	no
DANIEL PATRICK BROWN	Chartered Financial Analyst	MENOMONEE FALLS, WI	1	27	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PLR IRREVOCABLE TRUST	Member	D	yes	04/2004	Mar 30, 2012	Jun 19, 2024
RICHARDSON, PATRICIA, L	Trustee	D	yes	04/2004	Mar 30, 2012	Jun 19, 2024
RICHARDSON, SCOTT, PATRICK	Trustee	C	yes	12/2009	Mar 30, 2012	Jun 19, 2024
RICHARDSON, SCOTT, PATRICK	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	04/2004	Mar 30, 2012	Jun 19, 2024
SPR IRREVOCABLE TRUST	Member	C	yes	12/2009	Mar 30, 2012	Jun 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RICHARDSON FINANCIAL GROUP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$582M	$447M	9	7	1	n/a	n/a
2024	Mar 24, 2025	$526M	$409M	8	7	0	n/a	n/a
2023	Mar 20, 2024	$445M	$348M	6	6	0	n/a	n/a
2022	Mar 23, 2023	$403M	$322M	6	6	0	n/a	n/a
2021	Mar 17, 2022	$417M	$356M	6	6	0	n/a	n/a
2020	Mar 8, 2021	$366M	$327M	6	6	0	n/a	n/a
2019	Mar 26, 2020	$285M	$266M	6	6	0	n/a	n/a
2018	Mar 13, 2019	$227M	$224M	5	4	0	n/a	n/a
2017	Mar 15, 2018	$243M	$243M	4	4	0	n/a	n/a
2016	Mar 23, 2017	$202M	$202M	5	3	n/a	n/a	n/a
2015	Mar 17, 2016	$317M	$317M	7	5	n/a	n/a	n/a
2014	Mar 27, 2015	$365M	$365M	8	6	n/a	n/a	n/a
2013	Mar 13, 2014	$358M	$345M	8	6	n/a	n/a	n/a
2012	Mar 28, 2013	$287M	$276M	6	5	n/a	n/a	n/a
2011	Mar 30, 2012	$218M	$206M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$582M	$526M	10.6%	$403M	13.0%	9	8	1	0

Relationships

Registered with (11)

← DANIEL PATRICK BROWNAdvisorregistration: current employment
Jan 21, 2025 to presentfactForm ADV
← BRYAN RICHARD BECKERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Jennifer L KohlsAdvisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← Mark D SteeleAdvisorregistration: current employment
Dec 20, 2019 to presentfactForm ADV
← Nathan Daniel CorroyAdvisorregistration: current employment
Feb 18, 2015 to presentfactForm ADV
← MICHAEL RICHARDSONAdvisorregistration: current employment
Nov 5, 2007 to presentfactForm ADV
← Scott P RichardsonAdvisorregistration: current employment
May 18, 2004 to presentfactForm ADV
← Kirk Robert HackbarthAdvisorregistration: previous registration
Dec 4, 2013 to Jan 18, 2017factForm ADV
← Paul A. ZudykAdvisorregistration: previous registration
Mar 3, 2008 to Mar 8, 2016factForm ADV
← ERIC ALAN BROWNAdvisorregistration: previous registration
Nov 28, 2012 to Jul 11, 2014factForm ADV
← RANDELL JOHN GODSELLAdvisorregistration: previous registration
May 18, 2004 to Jul 20, 2010factForm ADV

Controls (4)

← RICHARDSON, SCOTT, PATRICKOwnerTRUSTEE, ownership code C, individual
Mar 30, 2012 to Jun 19, 2024factForm ADV
← RICHARDSON, PATRICIA, LOwnerTRUSTEE, ownership code D, individual
Mar 30, 2012 to Jun 19, 2024factForm ADV
← PLR IRREVOCABLE TRUSTOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to Jun 19, 2024factForm ADV
← SPR IRREVOCABLE TRUSTOwnerMEMBER, ownership code C, domestic entity
Mar 30, 2012 to Jun 19, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f235a7e-c555-7457-c25c-c2fc083fdd63
First observed: Mar 30, 2012
Last observed: Aug 17, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD 130985

MENOMONEE FALLS, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f235a7e-c555-7457-c25c-c2fc083fdd63

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Scott P Richardson

Chartered Financial Consultant

NAPLES, FL | MENOMONEE FALLS, WI

MICHAEL RICHARDSON

n/a

MENOMONEE FALLS, WI

n/a

Nathan Daniel Corroy

Certified Financial Planner

MENOMONEE FALLS, WI

n/a

Mark D Steele

n/a

MENOMONEE FALLS, WI

n/a

Jennifer L Kohls

n/a

MENOMONEE FALLS, WI

n/a

BRYAN RICHARD BECKER

n/a

MENOMONEE FALLS, WI

n/a

DANIEL PATRICK BROWN

Chartered Financial Analyst

MENOMONEE FALLS, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PLR IRREVOCABLE TRUST

Member

yes

04/2004

Mar 30, 2012

Jun 19, 2024

RICHARDSON, PATRICIA, L

Trustee

yes

04/2004

Mar 30, 2012

Jun 19, 2024

RICHARDSON, SCOTT, PATRICK

Trustee

yes

12/2009

Mar 30, 2012

Jun 19, 2024

RICHARDSON, SCOTT, PATRICK

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

04/2004

Mar 30, 2012

Jun 19, 2024

SPR IRREVOCABLE TRUST

Member

yes

12/2009

Mar 30, 2012

Jun 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RICHARDSON FINANCIAL GROUP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$582M

$447M

n/a

2024

Mar 24, 2025

$526M

$409M

n/a

2023

Mar 20, 2024

$445M

$348M

n/a

2022

Mar 23, 2023

$403M

$322M

n/a

2021

Mar 17, 2022

$417M

$356M

n/a

2020

Mar 8, 2021

$366M

$327M

n/a

2019

Mar 26, 2020

$285M

$266M

n/a

2018

Mar 13, 2019

$227M

$224M

n/a

2017

Mar 15, 2018

$243M

n/a

2016

Mar 23, 2017

$202M

n/a

2015

Mar 17, 2016

$317M

n/a

2014

Mar 27, 2015

$365M

n/a

2013

Mar 13, 2014

$358M

$345M

n/a

2012

Mar 28, 2013

$287M

$276M

n/a

2011

Mar 30, 2012

$218M

$206M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$582M

$526M

10.6%

$403M

13.0%