DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••• • Y•••• I••••••••• A••••••• L••
Clayton, MO | St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• • Y•••• I••••••••• A••••••• L•• | No RAUM reported | Apr 19, 2023 | n/a | yes | Clayton, MO|St. Louis, MO | Current employment |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Apr 12, 2012 | Jul 11, 2014 | no | ST LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• S•••••••• W•••••• L•• | E•••• • Y•••• I••••••••• A••••••• L•• | Jul 11, 2014 | Apr 19, 2023 | 3,204 | Firm change after gap | Other |
| L••••••••• L•• | B••••••••• S•••••••• W•••••• L•• | Dec 31, 2009 | Apr 12, 2012 |
| L••••••••• L•• | n/a | Jan 2, 2008 | Dec 31, 2009 | no | ST. LOUIS, MO | Previous registration |
| G•••• J••••••• W••••• A••••••• | Independent wealth | May 12, 2006 | Jul 31, 2007 | no | OWINGS MILLS, MD | Previous registration |
| B••••••••• A•••• M••••••••• I•• | n/a | Mar 22, 2002 | Dec 17, 2003 | no | ST. LOUIS, MO | Previous registration |
| 833 |
| Firm change after gap |
| Other |
| G•••• J••••••• W••••• A••••••• | L••••••••• L•• | Jul 31, 2007 | Jan 2, 2008 | 155 | Firm change | Other |
| B••••••••• A•••• M••••••••• I•• | G•••• J••••••• W••••• A••••••• | Dec 17, 2003 | May 12, 2006 | 877 | Firm change after gap | Other |