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G•••• J••••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G•••• J••••••• W••••• A•••••••

G•••• J••••••• INVESTMENT ADVISORS, LLC, CRD 120141

OWINGS MILLS, MD

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Search this name across graphsid dfx:ria:ee6c1f0c-de2c-7f0d-7211-7ba8c4d88803

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 8
On other graphs: 0
Observed: Mar 12, 2012 to Mar 16, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $928MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $926M
Private client RAUM: $926MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• S•••••• D••••••	Personal Financial Specialist	DENVER, CO \| OWINGS MILLS, MD \| Owings Mills, MD	23	31	1	no
C•••••••• R••• S••••••	n/a	OWINGS MILLS, MD	22

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• M••••••• W••••	MANAGING MEMBER	B	yes	01/2000	Mar 12, 2012	May 30, 2024
D••••••• J•••••••• S••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	B	yes	09/2004	Mar 12, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Winchester	Va	United States	2	no
Rockville	Md	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$928M	n/a	n/a	$770M	6.4%	9	n/a	0	n/a

Relationships

Registered with (24)

← J••••• M•••••••Advisorregistration: current employment
Jun 9, 2023 to presentfactForm ADV
← G••••• R••••• T••••••Advisorregistration: current employment
Oct 4, 2021 to presentfactForm ADV
← D•••• P••••Advisorregistration: current employment
Feb 17, 2021 to presentfactForm ADV
← T••• N•••••Advisor

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 29, 2025
Advisor changed firm
Randy R Beeman left G•••• J••••••• W••••• A••••••• for Choreo, Llc (registered 2025-05-01)
Form ADVobserved 7 days ago
Occurred
Feb 17, 2025
Advisor changed firm
Zubair Ahmad Khan left G•••• J••••••• W••••• A••••••• for Mariner (registered 2025-11-06)
Form ADVobserved 7 days ago
Occurred
Nov 14, 2024
Advisor changed firm
Ruxian Gong left G•••• J••••••• W••••• A••••••• for Transamerica Financial Advisors, Llc (registered 2025-09-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee6c1f0c-de2c-7f0d-7211-7ba8c4d88803
First observed: Mar 12, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 16, 2026	$928M	$926M	9	9	0	n/a	n/a
2023	Mar 29, 2024	$817M	$806M	21	19	2	n/a	n/a
2022	Mar 20, 2023	$770M	$760M	19	18	1	n/a	n/a
2021	Mar 24, 2022	$694M	$681M	18	17	1	n/a	n/a
2020	Feb 11, 2021	$532M	$513M	13	12	1	n/a	n/a
2019	Mar 24, 2020	$477M	$477M	16	14	1	n/a	n/a
2018	Mar 12, 2019	$401M	$401M	14	13	1	n/a	n/a
2017	Mar 7, 2018	$413M	$413M	12	12	1	n/a	n/a
2016	Mar 21, 2017	$401M	$401M	13	13	n/a	n/a	n/a
2015	Mar 21, 2016	$302M	$302M	13	13	n/a	n/a	n/a
2014	Mar 10, 2015	$277M	$277M	10	10	n/a	n/a	n/a
2013	Mar 10, 2014	$260M	$260M	11	9	n/a	n/a	n/a
2012	Mar 11, 2013	$221M	$221M	10	10	n/a	n/a	n/a
2011	Mar 12, 2012	$258M	$194M	n/a	n/a	n/a	n/a	n/a