DFX Intelligence

D••••• M•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D••••• M•••••• O••••

Advisor at L•• F•••••••• L••

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b1817bc-6348-5319-a8bd-b409787702a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 21, 2024	n/a	yes	NAPLES, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 18, 2023	Feb 21, 2024	no	Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Feb 21, 2024	Feb 21, 2024	0	Firm change	Ibd to ibd
M••••• S••••••	A••••••••• F•••••••• S•••••••• L••	Apr 10, 2023	Apr 18, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:6413:FL:2024-02-21	Feb 21, 2024	Feb 21, 2024	NAPLES, FL	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 21, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2023 to Feb 21, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 12, 2016 to Apr 10, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 21, 2024
Advisor changed firm
D••••• M•••••• O•••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-02-21)
Form ADVobserved 7 days ago
Occurred
Apr 10, 2023
Advisor changed firm
D••••• M•••••• O•••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-04-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b1817bc-6348-5319-a8bd-b409787702a7
First observed: Jun 22, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.