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Advisor at RAINIER CAPITAL INVESTMENTS LLC
OLYMPIA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAINIER CAPITAL INVESTMENTS LLC | State registered | Aug 16, 2019 | n/a | yes | OLYMPIA, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 1, 2018 | Aug 22, 2019 | no | Tacoma, WA | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jun 26, 2007 | Jun 27, 2018 | no | TUKWILA, WA|TUKWILA, WA|TUKWILA, WA|Tacoma, WA|SHORELINE, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 28, 2004 | Mar 6, 2007 | no | TUKWILA, WA|EAST WENATCHEE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAINIER CAPITAL INVESTMENTS LLC | Aug 22, 2019 | Aug 16, 2019 | -6 | Firm change | Ibd to state RIA |
| KEY INVESTMENT SERVICES LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 27, 2018 | Jun 1, 2018 | -26 | Firm change | Ibd to ibd |
| WELLS FARGO INVESTMENTS, LLC | KEY INVESTMENT SERVICES LLC | Mar 6, 2007 | Jun 26, 2007 | 112 | Firm change | Other |