DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Tony Liang

Advisor at J.P. MORGAN SECURITIES LLC

ALHAMBRA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b221986-e763-d491-1342-b56110de7a6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 28, 2001
First registration: Dec 3, 2001
Dual registered: yes, broker-dealer
Other names: TONY YAN LIANG
IAPD individual key: 4466624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 4, 2013	n/a	yes	ALHAMBRA, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 17, 2010	Nov 1, 2013	no	ARCADIA, CA\|ARCADIA, CA\|ARCADIA, CA\|MONROVIA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	May 10, 2010	no	EL MONTE, CA\|SAN GABRIEL, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 28, 2004	May 2, 2009	no	SAN GABRIEL, CA\|EL MONTE, CA\|SAN GABRIEL, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 3, 2001	Apr 29, 2004	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	J.P. MORGAN SECURITIES LLC	Nov 1, 2013	Nov 4, 2013	3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	May 10, 2010	May 17, 2010	7	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WAMU INVESTMENTS, INC.	Apr 29, 2004	Apr 28, 2004	-1	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 4, 2013 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 17, 2010 to Nov 1, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to May 10, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 28, 2004 to May 2, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 3, 2001 to Apr 29, 2004factForm ADV

Dated events

No dated event names this entity yet.