DFX Intelligence

P•••••• M••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

P•••••• M••••••• P•••••

Advisor at E•••••• W••••• L••

Hampton, NH | BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:4b330803-a241-829c-d70c-43f7b1a7d0c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• W••••• L••	Independent wealth	Feb 16, 2026	n/a	yes	Hampton, NH\|BEVERLY HILLS, CA	Current employment
B•• F••••• O•••••• L••	Bank affiliated wealth	Nov 20, 2012	Jul 13, 2026	no	PORTSMOUTH, NH\|Portsmouth, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F••••• O•••••• L••	E•••••• W••••• L••	Jul 13, 2026	Feb 16, 2026	-147	Firm change after gap	RIA to RIA
C•• C••••••••• L••	B•• F••••• O•••••• L••	Jul 23, 2012	Nov 20, 2012

Relationships

Registered with (4)

→ E•••••• W••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ B•• F••••• O•••••• L••Registered adviserregistration: previous registration
Nov 20, 2012 to Jul 13, 2026factForm ADV
→ C•• C••••••••• L••Registered adviserregistration: previous registration
May 22, 2008 to Jul 23, 2012factForm ADV
→ C•• C••••••••• I•••Registered adviser

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
P•••••• M••••••• P••••• left B•• F••••• O•••••• L•• for E•••••• W••••• L•• (registered 2026-02-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b330803-a241-829c-d70c-43f7b1a7d0c5
First observed: Aug 18, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.