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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CTC CONSULTING, LLC

CRD 147053

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e1560b4-2e41-fb76-744b-1f0b4c68357b

Data as of Jul 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jul 23, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $581MItem 5.F on the latest filing (2012-07-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $581M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 16
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $38.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $111M
SEC number: 801-69156
CRD: 147053
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Jul 23, 2012
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINAN, MICHAEL, DENNIS	Manager	Na	yes	10/2009	Mar 30, 2012	Jul 23, 2012
FINTEL, CURTIS, NEIL	Manager	Na	yes	10/2009	Mar 30, 2012	Jul 23, 2012
GRAY, ROBERT, GAGE	CHIEF OPERATING OFFICER	Na	yes	03/2010	Mar 30, 2012	Jul 23, 2012
HANSON, KRISTI, JOANNE	MANAGER AND PRESIDENT	Na	yes	04/2008	Mar 30, 2012	Jul 23, 2012
HARDING, KAREN, MARIE	Manager	Na	yes	04/2008	Mar 30, 2012	Jul 23, 2012
HARRIS RIA HOLDINGS, INC.	Owner	E	yes	06/2012	Jul 23, 2012	Jul 23, 2012
KAMERER, KATHRYN, LEIGH	CHIEF COMPLIANCE OFFICER	Na	yes	11/2009	Mar 30, 2012	Jul 23, 2012
MACADAM CONSULTANTS, INC.	Member	E	yes	04/2008	Mar 30, 2012	Jul 23, 2012
MECHIGIAN, GARBIS, P	MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER	Na	yes	04/2008	Mar 30, 2012	Jul 23, 2012
NB HOLDINGS CORPORATION	Member	B	no	03/2008	Mar 30, 2012	Jul 23, 2012
VUKOVICH, MARVIN, DANIEL	CHIEF FINANCIAL OFFICER	Na	no	04/2008	Mar 30, 2012	Jul 23, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KRISTI JOANNE HANSON	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Darien	Ct	United States	n/a	no
Boston	Ma	United States	n/a	no
Portsmouth	Nh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$581M	$581M	n/a	n/a	n/a	1	$38.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$581M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (9)

← MECHIGIAN, GARBIS, POwnerMANAGER, CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← FINAN, MICHAEL, DENNISOwnerMANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HARDING, KAREN, MARIEOwnerMANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GRAY, ROBERT, GAGEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← FINTEL, CURTIS, NEILOwnerMANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HANSON, KRISTI, JOANNEOwnerMANAGER AND PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KAMERER, KATHRYN, LEIGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HARRIS RIA HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Jul 23, 2012 to presentfactForm ADV
← MACADAM CONSULTANTS, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← VUKOVICH, MARVIN, DANIELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← NB HOLDINGS CORPORATIONOwnerMEMBER, ownership code B, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (3)

← VINCENT RONALD GIMARELLIAdvisorregistration: previous registration
Jun 21, 2011 to Jul 23, 2012factForm ADV
← PATRICK MAURIZIO PARISIAdvisorregistration: previous registration
May 22, 2008 to Jul 23, 2012factForm ADV
← SUZANNE KAISER HIGHETAdvisorregistration: previous registration
Apr 5, 2010 to Jul 23, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e1560b4-2e41-fb76-744b-1f0b4c68357b
First observed: Mar 30, 2012
Last observed: Jul 23, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CTC CONSULTING, LLC

CRD 147053

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e1560b4-2e41-fb76-744b-1f0b4c68357b

Data as of Jul 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINAN, MICHAEL, DENNIS

Manager

yes

10/2009

Mar 30, 2012

Jul 23, 2012

FINTEL, CURTIS, NEIL

Manager

yes

10/2009

Mar 30, 2012

Jul 23, 2012

GRAY, ROBERT, GAGE

CHIEF OPERATING OFFICER

yes

03/2010

Mar 30, 2012

Jul 23, 2012

HANSON, KRISTI, JOANNE

MANAGER AND PRESIDENT

yes

04/2008

Mar 30, 2012

Jul 23, 2012

HARDING, KAREN, MARIE

Manager

yes

04/2008

Mar 30, 2012

Jul 23, 2012

HARRIS RIA HOLDINGS, INC.

Owner

yes

06/2012

Jul 23, 2012

KAMERER, KATHRYN, LEIGH

CHIEF COMPLIANCE OFFICER

yes

11/2009

Mar 30, 2012

Jul 23, 2012

MACADAM CONSULTANTS, INC.

Member

yes

04/2008

Mar 30, 2012

Jul 23, 2012

MECHIGIAN, GARBIS, P

MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER

yes

04/2008

Mar 30, 2012

Jul 23, 2012

NB HOLDINGS CORPORATION

Member

03/2008

Mar 30, 2012

Jul 23, 2012

VUKOVICH, MARVIN, DANIEL

CHIEF FINANCIAL OFFICER

04/2008

Mar 30, 2012

Jul 23, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KRISTI JOANNE HANSON

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Darien

United States

n/a

Boston

United States

n/a

Portsmouth

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$581M

n/a

$38.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$581M

n/a