DFX Intelligence

P•••• G•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

P•••• G•••• M•••••

Advisor at M•••••••• A•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:4b35891e-9a49-74e5-d124-f0f9ce2226fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••••••	Mixed wealth	Jan 4, 2021	n/a	yes	BOSTON, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 8, 2010	Aug 24, 2020	no	WESTBOROUGH, MA\|BOSTON, MA\|WESTBOROUGH, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••••• A•••••••	Aug 24, 2020	Jan 4, 2021	133	Firm change	Wirehouse to RIA
I•••••••• C•••••• A•••••••	W•••• F•••• A•••••••	Nov 5, 2010	Nov 8, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:307857:MA:2020-08-07	Aug 24, 2020	Jan 4, 2021	WESTBOROUGH, MA	Firm change

Relationships

Registered with (3)

→ M•••••••• A•••••••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 8, 2010 to Aug 24, 2020factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Dec 17, 2007 to Nov 5, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b35891e-9a49-74e5-d124-f0f9ce2226fe
First observed: Dec 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.