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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Tony F Haeussler

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Oakbrook Terrace, IL | Naperville, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 24, 1993
First registration: Feb 26, 2001
Dual registered: yes, broker-dealer
Other names: TONY FREDERICK HAEUSSLER|Tony F Haeussler|Tony Haeussler
IAPD individual key: 1235241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 8, 2026	n/a	yes	Oakbrook Terrace, IL\|Naperville, IL\|Naperville, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 4, 2026	no	ELGIN, IL\|STREAMWOOD, IL\|HANOVER PARK, IL\|Hoffman Estates, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|Chicago, IL\|ORLAND PARK, IL\|FRANKFORT, IL\|FRANKFORT, IL\|LEMONT, IL\|ORLAND PARK, IL\|ORLAND PARK, IL\|OAK LAWN, IL\|CHICAGO, IL\|MOUNT PROSPECT, IL\|BUFFALO GROVE, IL\|CHICAGO, IL\|Portland, OR\|DES PLAINES, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|MERRIONETTE PARK, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|BEND, OR\|DOWNERS GROVE, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|ALSIP, IL\|CHICAGO, IL\|EVERGREEN PARK, IL\|MOUNT PROSPECT, IL\|NORTHLAKE, IL\|NORTH RIVERSIDE, IL\|ELMHURST, IL\|WESTCHESTER, IL\|ADDISON, IL\|CHICAGO, IL\|FRANKLIN PARK, IL\|BUFFALO GROVE, IL\|ELMHURST, IL\|PALATINE, IL\|CHICAGO, IL\|BROADVIEW, IL\|SCHAUMBURG, IL\|BENSENVILLE, IL\|ADDISON, IL\|Buffalo Grove, IL\|ELMHURST, IL\|BANNOCKBURN, IL\|BERWYN, IL\|BUFFALO GROVE, IL\|ELK GROVE VILLAGE, IL\|NORRIDGE, IL\|HILLSIDE, IL\|NORRIDGE, IL\|CHICAGO, IL\|WHEELING, IL\|ARLINGTON HTS, IL\|BENSENVILLE, IL\|ARLINGTON HEIGHTS, IL\|BENSENVILLE, IL\|ELK GROVE VILLAGE, IL\|Prospect Heights, IL\|PEORIA, IL\|BUFFALO GROVE, IL\|MELROSE PARK, IL\|Mount Prospect, IL\|Arlington Heights, IL\|RIVER GROVE, IL\|SCHILLER PARK, IL\|BUFFALO GROVE, IL\|BERWYN, IL\|ELMHURST, IL\|OAK PARK, IL\|PALATINE, IL\|ROLLING MEADOWS, IL\|SCHAUMBURG, IL\|OAK PARK, IL\|PALATINE, IL\|CHICAGO, IL\|SCHAUMBURG, IL\|CHICAGO, IL\|CHICAGO, IL\|SCHILLER PARK, IL\|LOMBARD, IL\|GLENDALE HEIGHTS, IL\|WHEATON, IL\|GLENDALE HEIGHTS, IL\|GLEN ELLYN, IL\|BLOOMINGDALE, IL\|CAROL STREAM, IL\|GLEN ELLYN, IL\|WHEATON, IL\|WHEATON, IL\|WINFIELD, IL\|BUFFALO GROVE, IL\|PALATINE, IL\|OAK BROOK, IL\|GLENDALE HEIGHTS, IL\|GLENDALE HEIGHTS, IL\|GLEN ELLYN, IL\|DES PLAINES, IL\|ARLINGTON HEIGHTS, IL\|MT. PROSPECT, IL\|SCHILLER PARK, IL\|BROADVIEW, IL\|HILLSIDE, IL\|GLENDALE HEIGHTS, IL\|BARTLETT, IL\|BLOOMINGDALE, IL\|BLOOMINGDALE, IL\|CAROL STREAM, IL\|ELGIN, IL\|ELGIN, IL\|HANOVER PARK, IL\|HOFFMAN ESTATES, IL\|GLENDALE HEIGHTS, IL\|WHEATON, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL\|STREAMWOOD, IL\|STREAMWOOD, IL\|CREST HILL, IL\|JOLIET, IL\|JOLIET, IL\|JOLIET, IL\|LOCKPORT, IL\|HOMER GLEN, IL\|MORRIS, IL\|NEW LENOX, IL\|MONTGOMERY, IL\|OSWEGO, IL\|ROMEOVILLE, IL\|PLAINFIELD, IL\|OSWEGO, IL\|SHOREWOOD, IL\|JOLIET, IL\|ROMEOVILLE, IL\|BOLINGBROOK, IL\|BOLINGBROOK, IL\|BOLINGBROOK, IL\|PLAINFIELD, IL\|YORKVILLE, IL\|BATAVIA, IL\|BATAVIA, IL\|CARPENTERSVILLE, IL\|CRYSTAL LAKE, IL\|ELGIN, IL\|ELGIN, IL\|ELGIN, IL\|HUNTLEY, IL\|LAKE IN THE HILLS, IL\|CARPENTERSVILLE, IL\|ALGONQUIN, IL\|SOUTH ELGIN, IL\|ST. CHARLES, IL\|ST. CHARLES, IL\|WINFIELD, IL\|Hoffman Estates, IL\|WHEATON, IL\|ALSIP, IL\|OAK LAWN, IL\|OAK LAWN, IL\|SPRINGFIELD, IL\|LANSING, IL\|SPRINGFIELD, IL\|CHANNAHON, IL\|CHAMPAIGN, IL\|CHAMPAIGN, IL\|COUNTRY CLUB HILLS, IL\|OAK LAWN, IL\|BLOOMINGTON, IL\|CRESTWOOD, IL\|NEW LENOX, IL\|RIVERDALE,, IL\|LANSING, IL\|MOLINE, IL\|PEORIA, IL\|SOUTH HOLLAND, IL\|HOMEWOOD, IL\|HICKORY HILLS, IL\|SOUTH CHICAGO HEIGHTS, IL\|HAZEL CREST, IL\|SPRINGFIELD, IL\|GLENWOOD, IL\|PEORIA, IL\|PALOS HEIGHTS, IL\|WORTH, IL\|MOKENA, IL\|CALUMET CITY, IL\|MORRIS, IL\|MATTESON, IL\|URBANA, IL\|FRANKFORT, IL\|PALATINE, IL\|ELK GROVE VILLAGE, IL\|ELK GROVE VILLAGE, IL\|PALATINE, IL\|Arlington Heights, IL\|Arlington Heights, IL\|ARLINGTON HEIGHTS, IL\|Saint Charles, IL\|AURORA, IL\|WARRENVILLE, IL\|NAPERVILLE, IL\|NAPERVILLE, IL\|SUGAR GROVE, IL\|AURORA, IL\|WINFIELD, IL\|AURORA, IL\|ST. CHARLES, IL\|BATAVIA, IL\|ST. CHARLES, IL\|Saint Charles, IL\|BATAVIA, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 13, 2006	Oct 1, 2012	no	OAK LAWN, IL\|ORLAND PARK, IL\|ORLAND PARK, IL\|LEMONT, IL\|FRANKFORT, IL\|FRANKFORT, IL\|ORLAND PARK, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|OAK BROOK, IL\|ARLINGTON HEIGHTS, IL\|WHEATON, IL\|MT. PROSPECT, IL\|SPRINGFIELD, IL\|WHEATON, IL\|BATAVIA, IL\|LIBERTYVILLE, IL\|PARK RIDGE, IL\|NAPERVILLE, IL\|BENSENVILLE, IL\|NORTH RIVERSIDE, IL\|CHICAGO, IL\|NORTH RIVERSIDE, IL\|CHICAGO, IL\|RIVER GROVE, IL\|CHICAGO, IL\|BERWYN, IL\|BENSENVILLE, IL\|BENSENVILLE, IL\|BERWYN, IL\|ELMHURST, IL\|MELROSE PARK, IL\|OAK PARK, IL\|OAK PARK, IL\|PARK RIDGE, IL\|SCHILLER PARK, IL\|ELMHURST, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|WINNETKA, IL\|HIGHLAND PARK, IL\|WILMETTE, IL\|GLENVIEW, IL\|CHICAGO, IL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 26, 2001	Aug 11, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 4, 2026	Sep 8, 2026	4	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	CHASE INVESTMENT SERVICES CORP.	Aug 11, 2004	Feb 13, 2006	551	Firm change after gap	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 4, 2026factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 13, 2006 to Oct 1, 2012factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 26, 2001 to Aug 11, 2004factForm ADV

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
Tony F Haeussler left J.P. Morgan Securities Llc for Ameriprise Financial Services, Llc (registered 2026-09-08)
Form ADVobserved 6 days ago