DFX Intelligence

E•••••••• A•• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner37 years in industry

E•••••••• A•• F••••

Advisor at H•••••• W••••• • T•• S••••••••

ROYAL OAK, MI | MISHAWAKA, IN

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Search this name across graphsid dfx:ria:4b414aa4-7b6e-89d6-f465-1e3cc928cbb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• • T•• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• • T•• S••••••••	Independent wealth	Jan 1, 2025	n/a	yes	ROYAL OAK, MI\|MISHAWAKA, IN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 4, 2006	Jan 30, 2018	no	ROYAL OAK, MI\|Southfield, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	H•••••• W••••• • T•• S••••••••	Jan 30, 2018	Jan 1, 2025	2,528	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ H•••••• W••••• • T•• S••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 4, 2006 to Jan 30, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b414aa4-7b6e-89d6-f465-1e3cc928cbb9
First observed: Oct 4, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.