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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Vineyard Haven, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 22, 2021 | n/a | yes | Vineyard Haven, MA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 10, 2007 | Feb 26, 2021 | no | VINEYARD HAVEN, MA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Aug 10, 2007 | no | WESTPORT, CT|WESTPORT, CT | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 9, 1997 | Jul 1, 2003 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 26, 2021 | Feb 22, 2021 | -4 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 10, 2007 | Aug 10, 2007 | 0 | Channel change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:149018:MA:2021-02-26 | Feb 26, 2021 | Feb 22, 2021 | VINEYARD HAVEN, MA | Firm change |