DFX Intelligence

G•••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G•••• P••••••• L•

CRD 329774

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Search this name across graphsid dfx:ria:4b450597-a3b7-0c93-aac6-4ca721ef1c74

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 24, 2024 to Mar 26, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $179M••• Locked
Discretionary RAUM: $179M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• P••••••• F•••• L•	Hedge Fund	$17.7M	Mar 26, 2026	6	Jul 3, 2024	reported	021-507333
G•••• P••••••• D••••••••• M••••• F••• L•	Hedge Fund	$13.5M	Mar 26, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• M•••••• A•••••	MANAGING MEMBER	E	yes	01/2024	Jan 24, 2024	Sep 6, 2024
A•••••• M•••••• A•••••	FOUNDER & CHIEF INVESTMENT OFFICER	E	yes	05/2023	Jan 24, 2024	Sep 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$179M	$266M	-32.8%	n/a	n/a	5	5	3	3

Relationships

Advises (2)

→ G•••• P••••••• F•••• L•Private fundHedge Fund, IA
Jul 3, 2024 to presentfactForm ADV
→ G•••• P••••••• D••••••••• M••••• F••• L•Private fundHedge Fund, IA
Mar 26, 2026 to presentfactForm ADV

Controls (4)

← A•••••• M•••••• A•••••OwnerMANAGING MEMBER, ownership code E, individual
Jan 24, 2024 to Sep 6, 2024factForm ADV
← K••••••• G••••• L•Owner

Dated events

Occurred
Mar 26, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$13.5M
Occurred
Apr 14, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$122M
Occurred
Jan 24, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b450597-a3b7-0c93-aac6-4ca721ef1c74
First observed: Jan 24, 2024
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.