DFX Intelligence
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G•••• P••••••• L•
Asset manager (funds and pooled vehicles), reporting $179M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $179M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- -33%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $266MRAUM now $179M
- RAUM (Item 5.F) 179000000Peer median 0.0393374900239712
- Contact points 2
Every filed figure, and the identifiersCRD 329774 · SEC 801-129560 · 7 filingsShowHide
CRD 329774SEC 801-129560First filing on the tape Jan 24, 2024, latest Mar 26, 2026SEC status approved since Mar 6, 2024IAPD
RAUM
$179M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$179M as of Mar 26, 2026
Apr 14, 2025$266M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 14, 20250 then
Employees (5.A)5 as of Mar 26, 2026
Apr 14, 20255 then
Private funds2 as of Mar 26, 2026
Apr 14, 20252 then
RAUM -33% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$179M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• P••••••• F•••• L• | Hedge Fund | $17.7M | 6 | Jul 3, 2024 |
| G•••• P••••••• D••••••••• M••••• F••• L• | Hedge Fund | $13.5M | 2 | Mar 26, 2026 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• M•••••• A••••• · Founder & Chief Investment Officercontrolsince 05/2023 · owns 75% or more
- K••••••• G••••• L• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- A•••••• M•••••• A••••• · Managing Membercontrolsince 01/2024 · owns 75% or more of G•••• P••••••• G•• L••
Entity owners
- D••••••••• L•• · General Partnerdirect · owns less than 5%
- G•••• P••••••• G•• L•• · G•••••• P•••••• O• G•••• P••••••• F•••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- G•••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $266,240,973 to $179,000,000 (-33.0%) between the annual amendments of 2025-04-14 and 2026-03-26; the peer median change was +4.0% (1145 comparable advisers, 8.0th percentile of changes)peers: asset managers, $100M to $500M (1,145) · 7.6% percentile
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Apr 14, 2025 to Mar 26, 2026
- Discretionary RAUM · $266M to $179MApr 14, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $266M to $179MApr 14, 2025 to Mar 26, 2026
- RAUM · $266M to $179MApr 14, 2025 to Mar 26, 2026
- Accounts · 4 to 6Sep 6, 2024 to Apr 14, 2025
- Advisory employees · 5 to 4Sep 6, 2024 to Apr 14, 2025
- Pooled vehicle clients · 4 to 6Sep 6, 2024 to Apr 14, 2025
- Assets in custody · 17677894.0 to unsetSep 6, 2024 to Apr 14, 2025
- Custody of client assets · true to falseSep 6, 2024 to Apr 14, 2025
- Employees · 6 to 5Sep 6, 2024 to Apr 14, 2025
- Financial planning clients · unset to Sep 6, 2024 to Apr 14, 2025
- HQ city · NEW YORK to Sep 6, 2024 to Apr 14, 2025
- HQ state · NY to Sep 6, 2024 to Apr 14, 2025
- Other offices · 0 to 3Sep 6, 2024 to Apr 14, 2025
- Private funds · 1 to 2Sep 6, 2024 to Apr 14, 2025
- Discretionary RAUM · $145M to $266MSep 6, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $145M to $266MSep 6, 2024 to Apr 14, 2025
- RAUM · $145M to $266MSep 6, 2024 to Apr 14, 2025
- Accounts · unset to 4.0Feb 28, 2024 to Jul 3, 2024
- Pooled vehicle clients · unset to 4.0Feb 28, 2024 to Jul 3, 2024
- Assets in custody · unset to 17677894.0Feb 28, 2024 to Jul 3, 2024
- Custody of client assets · false to trueFeb 28, 2024 to Jul 3, 2024
- Private funds · unset to 1Feb 28, 2024 to Jul 3, 2024
- Discretionary RAUM · unset to 144705958.0Feb 28, 2024 to Jul 3, 2024
- Non-discretionary RAUM · unset to 0.0Feb 28, 2024 to Jul 3, 2024
- Pooled vehicle RAUM · unset to 144705958.0Feb 28, 2024 to Jul 3, 2024
- RAUM · unset to 144705958.0Feb 28, 2024 to Jul 3, 2024
- Advisory employees · 2 to 5Jan 24, 2024 to Feb 28, 2024
- Employees · 4 to 6Jan 24, 2024 to Feb 28, 2024
Signals
3 dated events
- ••• LockedMar 26, 2026 · private fund first reported · fact
- ••• LockedApr 14, 2025 · RAUM change · derived
- ••• LockedJan 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026