X•••• L• C•••••

Advisor at M••••• G••••• A••••••• I•••

Walnut Creek, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b54ff54-5656-7440-3923-941203f2a793

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Nov 13, 2018	n/a	yes	Walnut Creek, CA	Current employment
T••• H•••••• L••	Independent wealth	May 29, 2018	Oct 12, 2018	no	FOSTER CITY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• H•••••• L••	M••••• G••••• A••••••• I•••	Oct 12, 2018	Nov 13, 2018	32	Firm change	RIA to RIA
W••••• F•••••••• A•••••••• L••	T••• H•••••• L••	Jun 1, 2018	May 29, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
109983:291194:WI:2018-06-01	Jun 1, 2018	May 29, 2018	MILWAUKEE, WI	Firm change

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Nov 13, 2018 to presentfactForm ADV
→ T••• H•••••• L••Registered adviserregistration: previous registration
May 29, 2018 to Oct 12, 2018factForm ADV
→ W••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 13, 2016 to Jun 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b54ff54-5656-7440-3923-941203f2a793
First observed: Jul 13, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.