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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
GROSSE POINTE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Sep 8, 2020 | n/a | yes | GROSSE POINTE, MI | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 5, 2010 | Sep 9, 2020 | no | GROSSE POINTE, MI|Grosse Pointe Farms, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 2006 | Dec 12, 2007 | no | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 9, 2020 | Sep 8, 2020 | -1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Dec 12, 2007 | Oct 5, 2010 | 1,028 | Firm change after gap | Wirehouse to wirehouse |