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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

STEPHEN TYLER INGALLS

Advisor at OSAIC WEALTH, INC.

LAFAYETTE, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 20, 1996
First registration: Feb 11, 2002
Dual registered: yes, broker-dealer
Other names: STEPHEN TYLER INGALLS|STEPHEN TYLER INGALLS JR
IAPD individual key: 2775816

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 4, 2025	n/a	yes	LAFAYETTE, NJ	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 5, 2009	Nov 4, 2025	no	WALTHAM, MA\|LAFAYETTE, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 7, 2005	Sep 26, 2005	no	MILFORD, PA\|LITTLE FALLS, NJ\|MILFORD, PA\|GOSHEN, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 11, 2002	Dec 7, 2004	no	SPARTA, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	OSAIC WEALTH, INC.	Nov 4, 2025	Nov 4, 2025	0	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	COMMONWEALTH FINANCIAL NETWORK	Sep 26, 2005	Jun 5, 2009	1,348	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Dec 7, 2004	Jan 7, 2005	31	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 5, 2009 to Nov 4, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 7, 2005 to Sep 26, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 11, 2002 to Dec 7, 2004factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
Stephen Tyler Ingalls left Commonwealth Financial Network for Osaic Wealth, Inc. (registered 2025-11-04)
Form ADVobserved 6 days ago