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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ANDREAS OLOV LINDSTROM

Advisor at MORGAN STANLEY

Santa Cruz, CA

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Search this name across graphsid dfx:ria:4b5cf6f0-0cfc-875f-5b7c-72e9e132232e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 29, 2007
First registration: Jan 30, 2007
Dual registered: yes, broker-dealer
Other names: ANDREW O LINDSTROM
IAPD individual key: 5252707

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 16, 2021	n/a	yes	Santa Cruz, CA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2012	Apr 29, 2021	no	PALO ALTO, CA\|ARLINGTON, VA\|CUPERTINO, CA\|Cupertino, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 29, 2009	Mar 9, 2012	no	CAMPBELL, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 29, 2009	Mar 9, 2012	no	CAMPBELL, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 30, 2007	Dec 22, 2008	no	PLEASANTON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Apr 29, 2021	Apr 16, 2021	-13	Channel change	RIA to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Mar 9, 2012	Mar 13, 2012	4	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 9, 2012	Jan 29, 2009	-1,135	Channel change	Other
CITIGROUP GLOBAL MARKETS INC.	TD AMERITRADE, INC.	Dec 22, 2008	Jan 29, 2009	38	Firm change	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2012 to Apr 29, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 29, 2009 to Mar 9, 2012factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 29, 2009 to Mar 9, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 30, 2007 to Dec 22, 2008factForm ADV

Dated events

No dated event names this entity yet.