L•••• B•••••

Advisor at E••••• J••••

PEOTONE, IL

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Search this name across graphsid dfx:ria:4b67d044-4843-cff0-82a5-bac73a95ae17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 31, 2025	n/a	yes	PEOTONE, IL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Jul 9, 2024	no	Grayville, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	E••••• J••••	Jul 9, 2024	Jan 31, 2025	206	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: previous registration
Jun 23, 2017 to Jul 28, 2020factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Jul 9, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2023 to Jun 14, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 9, 2024
Advisor changed firm
L•••• B••••• left O•••• W•••••• I••• for E••••• J•••• (registered 2025-01-31)
Form ADVobserved 7 days ago
Occurred
Feb 8, 2023
Advisor changed firm
L•••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••••••••• A•••••• A•••••••• I••• (registered 2023-06-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b67d044-4843-cff0-82a5-bac73a95ae17
First observed: Jun 23, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.