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J•••••• A••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•••••• A••• W•••••••

Advisor at J••• H•••••• I••••••••• M••••••••• L••

BOSTON, MA | Loudonville, NY

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Search this name across graphsid dfx:ria:4b684a13-63e4-0a09-1810-0d740bad7747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• H•••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• H•••••• I••••••••• M••••••••• L••	Asset manager	Nov 8, 2018	n/a	yes	Loudonville, NY\|BOSTON, MA	Current employment
M••••••• I••••••••• M••••••••• ••• L••	Asset manager	Nov 7, 2017	Nov 8, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• I••••••••• M••••••••• ••• L••	J••• H•••••• I••••••••• M••••••••• L••	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other

Relationships

Registered with (2)

→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Nov 8, 2018 to presentfactForm ADV
→ M••••••• I••••••••• M••••••••• ••• L••Registered adviserregistration: previous registration
Nov 7, 2017 to Nov 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b684a13-63e4-0a09-1810-0d740bad7747
First observed: Nov 7, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.