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Advisor at LPL ENTERPRISE, LLC
DESTIN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | DESTIN, FL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 17, 2021 | Nov 14, 2024 | no | ORLANDO, FL|Orlando, FL|Destin, FL|Destin, FL | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jan 2, 2015 | Jun 30, 2021 | no | Orlando, FL|ORLANDO, FL|KENTWOOD, MI | Previous registration |
| BRIGHT OWL INVESTMENT ADVISORS | Former SEC adviser | Mar 24, 2014 | Dec 31, 2014 | no | ORLANDO, FL|KENTWOOD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| REGAL INVESTMENT ADVISORS LLC | PRUCO SECURITIES, LLC | Jun 30, 2021 | Jun 17, 2021 | -13 | Firm change | Ibd to ibd |
| BRIGHT OWL INVESTMENT ADVISORS | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2014 | Jan 2, 2015 | 2 | Firm change | Other |