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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BRIGHT OWL INVESTMENT ADVISORS

KMS INVESTMENT SERVICES, LLC, CRD 168851

KENTWOOD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d80351fe-e618-bba6-c654-ec630d20c652

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2013 to Mar 23, 2017
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
SEC number: 801-78512
CRD: 168851
Filings on the tape: 16
First filed: Aug 23, 2013
Latest filed: Mar 23, 2017
Organised: Limited Liability Company, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAILUNAS, JOHN, ANTHONY	Member	E	yes	03/2009	Aug 23, 2013	Mar 23, 2017
KERNS, STEPHEN, MARSHALL	Member	D	yes	07/2013	Aug 23, 2013	Mar 23, 2017
REGAL HOLDINGS OF AMERICA, LLC	Member	C	yes	08/2013	Aug 23, 2013	Mar 23, 2017
SJT ADVISORS, LLC	Member	E	yes	07/2013	Aug 23, 2013	Mar 23, 2017
YARCH, BRIAN, D	CHIEF COMPLIANCE OFFICER	Na	yes	12/2014	Aug 23, 2013	Mar 23, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
REGAL INVESTMENT ADVISORS LLC	n/a	Bd affiliated wealth	$2.9B	N	yes	n/a
Insurmark	n/a	n/a	n/a	N	yes	n/a
REGAL FINANCIAL GROUP, LLC	n/a	n/a	n/a	Y	yes	n/a
REGULUS ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 23, 2017	n/a	n/a	4	1	n/a	n/a	n/a
2015	Mar 21, 2016	n/a	n/a	4	1	n/a	n/a	n/a
2014	Mar 30, 2015	n/a	n/a	4	0	n/a	n/a	n/a
2013	Mar 27, 2014	$0	$0	9	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	$0	n/a	4	4	n/a	n/a

Relationships

Affiliated with (1)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← KERNS, STEPHEN, MARSHALLOwnerMEMBER, ownership code D, individual
Aug 23, 2013 to presentfactForm ADV
← KAILUNAS, JOHN, ANTHONYOwnerMEMBER, ownership code E, individual
Aug 23, 2013 to presentfactForm ADV
← YARCH, BRIAN, DOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 23, 2013 to presentfactForm ADV
← REGAL HOLDINGS OF AMERICA, LLCOwnerMEMBER, ownership code C, domestic entity
Aug 23, 2013 to presentfactForm ADV
← SJT ADVISORS, LLCOwnerMEMBER, ownership code E, domestic entity
Aug 23, 2013 to presentfactForm ADV

Registered with (12)

← BRIAN DALE YARCHAdvisorregistration: previous registration
Sep 25, 2015 to Feb 16, 2018factForm ADV
← Elvira Buenviaje AldanaAdvisorregistration: previous registration
Aug 22, 2014 to Dec 31, 2014factForm ADV
← CHIRHO S GARCIAAdvisorregistration: previous registration
Mar 18, 2014 to Dec 31, 2014factForm ADV
← JEREMY DAVID BRYANTAdvisorregistration: previous registration
Aug 6, 2014 to Dec 31, 2014factForm ADV
← JAMES RUSSELL SCOTTAdvisorregistration: previous registration
Jan 8, 2014 to Dec 31, 2014factForm ADV
← JESUS QUEZADAAdvisorregistration: previous registration
May 28, 2014 to Dec 31, 2014factForm ADV
← BRANDON L RIVERAAdvisorregistration: previous registration
Dec 20, 2013 to Dec 31, 2014factForm ADV
← ROMAN INOCHOVSKYAdvisorregistration: previous registration
Sep 26, 2014 to Dec 31, 2014factForm ADV
← Kyle Anthony DavisAdvisorregistration: previous registration
Mar 24, 2014 to Dec 31, 2014factForm ADV
← KEITH Steven BEGGSAdvisorregistration: previous registration
Jun 23, 2014 to Dec 31, 2014factForm ADV
← RICHARD ROBERT DWYERAdvisorregistration: previous registration
Jul 2, 2014 to Jul 28, 2014factForm ADV
← JOSEPH RAY FAULKAdvisorregistration: previous registration
Oct 7, 2013 to May 5, 2014factForm ADV

Dated events

Occurred
Aug 23, 2013
First Form ADV filing
Bright Owl Investment Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d80351fe-e618-bba6-c654-ec630d20c652
First observed: Aug 23, 2013
Last observed: Mar 23, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGHT OWL INVESTMENT ADVISORS

KMS INVESTMENT SERVICES, LLC, CRD 168851

KENTWOOD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d80351fe-e618-bba6-c654-ec630d20c652

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAILUNAS, JOHN, ANTHONY

Member

yes

03/2009

Aug 23, 2013

Mar 23, 2017

KERNS, STEPHEN, MARSHALL

Member

yes

07/2013

Aug 23, 2013

Mar 23, 2017

REGAL HOLDINGS OF AMERICA, LLC

Member

yes

08/2013

Aug 23, 2013

Mar 23, 2017

SJT ADVISORS, LLC

Member

yes

07/2013

Aug 23, 2013

Mar 23, 2017

YARCH, BRIAN, D

CHIEF COMPLIANCE OFFICER

yes

12/2014

Aug 23, 2013

Mar 23, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

REGAL INVESTMENT ADVISORS LLC

n/a

Bd affiliated wealth

$2.9B

yes

n/a

Insurmark

n/a

yes

n/a

REGAL FINANCIAL GROUP, LLC

n/a

yes

n/a

REGULUS ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 23, 2017

n/a

2015

Mar 21, 2016

n/a

2014

Mar 30, 2015

n/a

2013

Mar 27, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a