DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FISHER INVESTMENTS
PLANO, TX | Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Aug 10, 2021 | n/a | yes | Plano, TX|PLANO, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 30, 2017 | Jul 6, 2021 | no | Brooklyn, NY|NEW YORK, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|HOWARD BEACH, NY|BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| MCADAM LLC | Independent wealth | Nov 28, 2014 | Jun 21, 2017 | no | JERSEY CITY, NJ|RADNOR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FISHER INVESTMENTS | Jul 6, 2021 | Aug 10, 2021 | 35 | Firm change | Wirehouse to RIA |
| MCADAM LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 21, 2017 | Jun 30, 2017 | 9 | Firm change | Other |