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Advisor at A••••••••• F•••••••• S•••••••• L••
TAMPA, FL | Valrico, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 30, 2012 | n/a | yes | TAMPA, FL|Valrico, FL | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Dec 11, 2012 | no | Tampa, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A••••••••• F•••••••• S•••••••• L•• | Dec 11, 2012 | Nov 30, 2012 | -11 | Firm change | Wirehouse to ibd |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• |
| n/a |
| Apr 2, 2007 |
| Jun 1, 2009 |
| no |
| TAMPA, FL |
| Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 10, 2003 | Apr 2, 2007 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |