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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Tara Carabello

Advisor at UBS FINANCIAL SERVICES INC.

New York, NY

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Search this name across graphsid dfx:ria:4b7e88c5-5553-97c7-e314-f7df2f931ce7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Sep 25, 2004
First registration: May 18, 2009
Dual registered: yes, broker-dealer
Other names: TARA ANN HRYCKOWIAN|TARA A. HRYCKOWIAN|TARA GRAMIAK|TARA CARABELLO|TARA ANNE CARABELLO
IAPD individual key: 4305741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 23, 2024	n/a	yes	New York, NY	Current employment
SPIREPOINT PRIVATE CLIENT, LLC	Independent wealth	Oct 13, 2023	May 24, 2024	no	VERO BEACH, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 27, 2023	Aug 29, 2023	no	Melbourne, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 18, 2011	Sep 8, 2021	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 18, 2009	Nov 22, 2011	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPIREPOINT PRIVATE CLIENT, LLC	UBS FINANCIAL SERVICES INC.	May 24, 2024	Jul 23, 2024	60	Firm change	RIA to wirehouse
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SPIREPOINT PRIVATE CLIENT, LLC	Aug 29, 2023	Oct 13, 2023	45	Firm change	Ibd to new firm
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 8, 2021	Mar 27, 2023	565	Firm change after gap	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Nov 22, 2011	Nov 18, 2011	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 18, 2011 to Sep 8, 2021factForm ADV
→ SPIREPOINT PRIVATE CLIENT, LLCRegistered adviserregistration: previous registration
Oct 13, 2023 to May 24, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 27, 2023 to Aug 29, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 18, 2009 to Nov 22, 2011factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
Tara Carabello left Spirepoint Private Client, Llc for Ubs Financial Services Inc. (registered 2024-07-23)
Form ADVobserved 4 days ago
Occurred
Aug 29, 2023
Advisor changed firm
Tara Carabello left Raymond James Financial Services Advisors, Inc for Spirepoint Private Client, Llc (registered 2023-10-13)
Form ADVobserved 4 days ago